| DATE | LENDER/PARTICIPANT [ROLE] | AMOUNT | Borrower | Industry | Structure |
| 10/15/2018 |
Heritage Bank of Commerce [Lender]
|
$5.0
MM
| Spectrum Global Solutions, Inc. |
Communications
| Revolver |
| 10/3/2018 |
Heritage Bank of Commerce [Lender]
|
$9.0
MM
| QuickLogic Corporation |
Technology
| Revolver |
| 6/18/2018 |
Heritage Bank of Commerce [Lender]
Heritage Technology Finance [Lender]
|
$10.0
MM
| Catasys, Inc. |
Technology
| $2.5MM Revolver; $7.5MM Term Loan |
| 4/5/2017 |
Heritage Bank of Commerce [Lender]
|
$9.0
MM
| Vivex Biomedical. Inc. |
Biologics
| Line of Credit |
| 3/20/2017 |
Heritage Bank of Commerce [Lender]
|
$10.0
MM
| SunLink Corporation |
Energy
| Line of Credit Expansion |