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News Stories (5 Results) - Dodd-Frank

Business Development Companies (BDCs) that rely on Collateralized Loan Obligations (CLOs) as a part of their funding strategies can breathe a little easier after the Securities and Exchange Commission suggested it would not take enforcement action... Read Story
September 13, 2018, 07:56 AM


Fitch Ratings noted the Mar. 5 release of the Dodd-Frank Act Stress Test (DFAST) results showed all 31 U.S. bank holding companies passing minimum capital ratio requirements, demonstrating very modest improvements in projected loan losses and mostly... Read Story
March 09, 2015, 08:04 AM


The Federal Reserve Board issued a final rule establishing annual assessment fees for its supervision and regulation of large financial companies. For the 2012 assessment period, the first year for which assessment fees will be collected, the Board... Read Story
August 19, 2013, 08:02 AM


Reuters reported regulators on Monday proposed designating GE Capital, American International Group Inc, and Prudential Financial for heightened regulatory oversight. According to the report, the Financial Stability Oversight Council said it had... Read Story
June 04, 2013, 07:56 AM


The Association for Corporate Growth (ACG) released its first “Middle-Market Growth Policy Agenda,” a statement of the organization’s official position on relevant legislative and regulatory policy topics directly affecting the investment and growth... Read Story
April 01, 2013, 07:19 AM