| DATE | LENDER/PARTICIPANT [ROLE] | AMOUNT | Borrower | Industry | Structure |
| 10/1/2013 |
Frost Bank [Lender]
|
$50.0 MM
| Geospace Technologies Corporation |
Manufacturing
| Revolver - Increase & Amendment |
| 10/1/2013 |
J.P. Morgan Securities [Joint Lead Arranger, Joint Bookrunner]
Citigroup Global Markets [Joint Lead Arranger, Joint Bookrunner]
U.S. Bank [Joint Lead Arranger, Joint Bookrunner, Co-Syndication Agent]
JPMorgan Chase Bank [Agent]
Citibank [Co-Syndication Agent]
Mizuho Corporate Bank USA [Co-Documentation Agent]
Wells Fargo Bank [Co-Documentation Agent]
Barclays Bank [Co-Documentation Agent]
Royal Bank of Canada [Co-Documentation Agent]
|
$700.0 MM
| Snap-on Incorporated |
Manufacturing
| Multi-Currency Revolver - $200MM Increase |
| 10/1/2013 |
J.P. Morgan Securities [Administrative Agent]
|
$1.5 B
| Dresser-Rand Group Inc. |
Manufacturing
| $400MM Revolver Increase |
| 10/1/2013 |
BB&T [Administrative Agent]
Regions Bank [Lender]
Frost Bank [Lender]
Capital One Bank [Lender]
Texas Capital Bank [Lender]
Amegy Bank National Association [Lender]
Cadence Bank [Lender]
Royal Bank of Canada [Lender]
Patriot Bank [Lender]
Raymond James [Lender]
First Financial Bank [Lender]
|
$445.0 MM
| Main Street Capital |
Lender Finance
| Revolver Increase |
| 10/1/2013 |
KeyBanc Capital Markets [Joint Lead Arranger, Joint Book Manager]
Wells Fargo Securities [Joint Lead Arranger, Joint Book Manager]
Bank of America [Co-Documentation Agent]
Regions Bank [Co-Documentation Agent]
PNC Bank [Co-Documentation Agent]
|
$600.0 MM
| Apartment Investment and Management Company |
Real Estate
| Revolver |
| 10/2/2013 |
Bank of America Business Capital [Administrative Agent]
Deutsche Bank Securities, Inc. [Syndication Agent]
|
$75.0 MM
| Steinway Musical Instruments, Inc. |
Specialty Industries
| Revolver |
| 10/2/2013 |
CIT Trade Finance [Agent]
Garrison Investment Group [Agent]
|
$110.0 MM
| Joe’s Jeans Inc. |
Apparel
| $50MM Revolver; $60MM Term Loan |
| 10/2/2013 |
North Mill Capital [Lender]
|
$2.8 MM
| USA Container |
Shipping
| Asset-Based Loan |
| 10/2/2013 |
Texas Capital Bank [Lender]
|
$100.0 MM
| EnerJex Resources |
Energy
| $50MM Revolver Increase |
| 10/2/2013 |
Keltic Financial Services, LLC [Lender]
|
$6.0 MM
| General Employment Enterprises, Inc. |
Staffing Services
| Revolver |